Finra Urges Caution on Leveraged Funds » financialsurfer.com

Finra Urges Caution on Leveraged Funds

June 23rd, 2009 | Category: Personal Finance
By DAISY MAXEY Regulators appear to be turning a critical eye to sales of leveraged and inverse exchange-traded funds, complex instruments that can magnify not only investors’ returns but their risks as well. The Financial Industry Regulatory Authority has reminded brokers and registered investment advisers about their fiduciary duties when selling ETFs that offer leverage, are designed to perform inversely to the index or benchmark they track, or both. In a notice posted …

View the entire post here: Finra Urges Caution on Leveraged Funds





Loading...

Loading...

Leave a comment | Trackback
  1. Jenna
    June 24th, 2009 at 04:29
    Reply | Quote | #1

    Pretty cool post. I just came across your blog and wanted to say
    that I have really liked browsing your blog posts. Any way
    I’ll be subscribing to your feed and I hope you post again soon!